Louis H. Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Henry Reynolds, who also goes by Louis Henry Reynolds III, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1990. Louis had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2019 - October 12, 2021
WEALTHFORGE SECURITIES, LLC
March 5, 2014 - November 12, 2018
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
October 3, 2013 - January 13, 2014
AXIOM CAPITAL MANAGEMENT, INC.
November 13, 2012 - September 3, 2013
KBR CAPITAL MARKETS, LLC
October 14, 2011 - November 12, 2012
LOCORR DISTRIBUTORS, LLC
April 23, 2004 - September 29, 2011
PROVASI CAPITAL PARTNERS LP
May 22, 2003 - April 12, 2004
DWS DISTRIBUTORS, INC.
May 10, 2002 - January 16, 2003
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
December 5, 2000 - April 29, 2002
INVESCO DISTRIBUTORS, INC.
February 1, 1995 - January 2, 2001
DWS DISTRIBUTORS, INC.
January 24, 1995 - February 1, 1995
KEMPER FINANCIAL SERVICES, INC.
December 19, 1992 - September 28, 1994
INVESCO CAPITAL MARKETS, INC.
December 10, 1990 - October 29, 1992
CAPITAL CLIENT GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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