Daniel M. Dubay

SIGNATUREFD

Atlanta, GA 30309

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CRD#: 1876135

Professional summary

Daniel Mark Dubay, CFP®, who also goes by Dan Dubay, is a registered financial advisor currently at SIGNATUREFD, LLC located in Atlanta, Georgia.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Daniel has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Dubay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JULY 1, 2010 MANAGING PRINCIPAL OF PARADISE POINTE PARTNERS,LLC. THIS IS A FAMILY REAL ESTATE HOLDING COMPANY,IT IS NOT SECURITIES RELATED AND NO REPORTABLE COMPENSATION WILL BE EARNED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Mark Dubay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

December 3, 2013 - Present

SIGNATUREFD, LLC

Office #1: 1230 Peachtree Street, Ne Suite 1800, Atlanta, GA 30309

RIA

CRD#: 112758

Atlanta, GA

Past

October 1, 2007 - August 30, 2013

PPA ADVISORY SERVICES, INC.

RIA

CRD#: 125930

ROSWELL, GA

Past

May 5, 1992 - August 29, 2013

PPA INVESTMENTS, INC.

CRD#: 15869

ROSWELL, GA

Past

August 10, 1990 - May 13, 1992

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

September 20, 1988 - August 14, 1990

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIGNATUREFD, LLC

F&D ADVISORS, LLC | SIGNATUREFD, LLC

CRD#: 112758 / SEC#: 801-60393

RIA

Registered Investment Advisory firm - (7/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/3/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/2/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/29/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/4/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 7/14/1998

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/1994

General Securities Principal Examination

Current Firm

SIGNATUREFD, LLC

F&D ADVISORS, LLC | SIGNATUREFD, LLC

CRD#: 112758 / SEC#: 801-60393

RIA

Registered Investment Advisory firm - (7/6/2001 Approved)

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Contact information

Main Address

1230 Peachtree Street, Ne Suite 1800, Atlanta, GA 30309

Mailing Address

Phone number

(404) 253-7600

Established

Firm type

Fiscal year end

# of Employees

119

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIGNATUREFD, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	10,558
AUM (Assets Under Management)	$ 8,331,600,262

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/26/2025	Cover Page	Report
09/27/2024	Cover Page	Report
01/26/2024	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel M. Dubay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Mark Dubay's CRS (Customer Relationship Summary).

Certified licenses

Experience

PPA ADVISORY SERVICES, INC.

PPA INVESTMENTS, INC.

IFG NETWORK SECURITIES, INC.

KEOGLER, MORGAN & COMPANY, INC.

Primary Firm SEC Registration

SIGNATUREFD, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/2/1993

Series 63

Date: 9/29/1988

Series 7

Date: 9/17/1988

Series 53

Date: 12/4/2003

Series 28

Date: 7/14/1998

Series 24

Date: 9/29/1994

Current Firm

SIGNATUREFD, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SIGNATUREFD, LLC

TRUST BUT VERIFY

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