Hiram R. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hiram R Jones, CFP®, who also goes by Hiram Ramsey Jones II, Ramsey Jones, was a registered financial professional .
Hiram is a previously registered financial professional and started their career in finance in 1988. Hiram had worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2022 - September 26, 2023
MORGAN STANLEY
October 29, 2021 - September 26, 2023
MORGAN STANLEY
April 3, 2018 - October 7, 2020
THE HUNTINGTON INVESTMENT COMPANY
March 21, 2018 - October 7, 2020
THE HUNTINGTON INVESTMENT COMPANY
August 4, 2006 - April 3, 2009
IRONSTONE SECURITIES, INC.
June 9, 2006 - April 8, 2013
FIRST CITIZENS INVESTOR SERVICES, INC.
April 10, 2006 - April 8, 2013
FIRST CITIZENS INVESTOR SERVICES, INC.
May 21, 2001 - March 7, 2005
TRUIST INVESTMENT SERVICES, INC.
May 21, 2001 - March 7, 2005
TRUIST INVESTMENT SERVICES, INC.
February 14, 2000 - May 16, 2001
AMSOUTH INVESTMENT SERVICES, INC.
November 19, 1997 - February 14, 2000
INVEST FINANCIAL CORPORATION
January 4, 1997 - November 19, 1997
WORKMAN SECURITIES CORPORATION
November 3, 1995 - January 9, 1997
HORNOR, TOWNSEND & KENT, LLC
September 11, 1994 - November 3, 1995
FIRST UNION BROKERAGE SERVICES, INC.
February 1, 1994 - September 13, 1994
JMC INVESTMENT SERVICES, INC.
July 27, 1992 - February 9, 1994
FIRST HORIZON ADVISORS, INC.
December 11, 1989 - December 7, 1990
MARKETING ONE SECURITIES, INC.
September 20, 1988 - June 19, 1989
IDS LIFE INSURANCE COMPANY
September 20, 1988 - June 19, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
