Anthony Dicesare
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Dicesare, who also goes by Anthony Decesare, Tony Dicesare, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1988. Anthony had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2015 - August 4, 2016
HORNOR, TOWNSEND & KENT, LLC
November 7, 2014 - August 4, 2016
HORNOR, TOWNSEND & KENT, LLC
April 21, 2009 - August 6, 2014
CITIZENS SECURITIES, INC.
April 21, 2009 - August 6, 2014
CITIZENS SECURITIES, INC.
October 20, 2004 - April 14, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - April 14, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 25, 2002 - October 20, 2004
QUICK & REILLY, INC.
September 25, 2000 - October 20, 2004
QUICK & REILLY, INC.
November 12, 1999 - October 31, 2000
FLEET ENTERPRISES, INC.
May 6, 1996 - September 25, 2000
FIS SECURITIES, INC.
April 12, 1993 - May 13, 1996
KEY INVESTMENTS INC.
August 1, 1991 - April 15, 1993
IFMG SECURITIES, INC.
May 3, 1991 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
September 26, 1989 - May 6, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
September 26, 1989 - April 13, 1993
IDS LIFE INSURANCE COMPANY
March 1, 1989 - October 18, 1989
PRINCETON FINANCIAL GROUP, INC.
September 20, 1988 - February 28, 1989
POWER SECURITIES CORPORATION
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
