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Francis Crawford Stiff

CRD# 1875728·Registered 1988 - 2025
Previously Registered: Being a previously registered professional could mean that Francis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Francis Crawford Stiff, who also goes by Frank Stiff, was a registered financial advisor. Francis was a previously registered financial professional and started their career in finance 1988 - 2025. Francis had worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frank Stiff

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

CHEVAL CAPITAL, INC.·CRD# 41563
BD
Alexandria, VA
October 17, 1996 - March 31, 2025
THE COLUMBIA GROUP, INC.·CRD# 38001
BD
Alexandria, VA
May 11, 1995 - July 10, 1996
REINHEIMER & COMPANY INC.·CRD# 22495
BD
August 21, 1991 - October 25, 1994
REINHEIMER & COMPANY INC.·CRD# 22495
BD
December 20, 1988 - December 14, 1990

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Current Firm

CC
CHEVAL CAPITAL, INC.

CHEVAL CAPITAL, INC.

CRD#: 41563 / SEC#: 8-49491
BD
Terminated by SEC on 05/27/2025

Contact Information

Established

Virginia since 07/12/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
STIFF, FRANCIS CRAWFORDCHIEF COMPLIANCE OFFICER1875728
STIFF, FRANCIS CRAWFORDPRESIDENT1875728

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1988About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1988About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1995About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jan 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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