Francis C. Stiff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Crawford Stiff, who also goes by Frank Stiff, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1988. Francis had worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 1996 - March 31, 2025
CHEVAL CAPITAL, INC.
May 11, 1995 - July 10, 1996
THE COLUMBIA GROUP, INC.
August 21, 1991 - October 25, 1994
REINHEIMER & COMPANY INC.
December 20, 1988 - December 14, 1990
REINHEIMER & COMPANY INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CHEVAL CAPITAL, INC.
CRD#: 41563 / SEC#: , 8-49491
Contact information
Documents
Red Flags
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