Brad L. Hare
Professional summary
Brad Lee Hare was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brad is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Brad had worked at 9 firms, which includes WINDSOR STREET CAPITAL LP, BROWNSTONE CAPITAL CORP., OAK BROOK SECURITIES CORP., GLOBAL CAPITAL SECURITIES CORPORATION, KOBER FINANCIAL CORP., FRANKLIN-LORD INC., H.J. MEYERS & CO. INC., CHATFIELD DEAN & CO. INC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2015 - April 3, 2017
WINDSOR STREET CAPITAL, LP
July 25, 1996 - August 7, 1996
BROWNSTONE CAPITAL CORP.
September 8, 1995 - June 4, 1996
OAK BROOK SECURITIES CORP.
January 25, 1993 - May 16, 1995
GLOBAL CAPITAL SECURITIES CORPORATION
January 18, 1993 - January 25, 1993
KOBER FINANCIAL CORP.
May 11, 1992 - February 12, 1993
FRANKLIN-LORD, INC.
April 21, 1992 - May 21, 1992
H.J. MEYERS & CO., INC.
February 21, 1991 - May 6, 1992
CHATFIELD DEAN & CO., INC.
May 22, 1989 - November 14, 1990
THE STUART-JAMES COMPANY, INCORPORATED
September 20, 1988 - April 27, 1989
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
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