Louis D. Solly

PINNACLE WEALTH ADVISORS

Portland, OR 97223

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CRD#: 1875648

Professional summary

Louis Dean Solly, CFP® is a registered financial advisor currently at PINNACLE WEALTH ADVISORS located in Portland, Oregon.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Louis has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Louis Solly, Sole Proprietor Not investment-related Address - Washougal, Washington Nature - non investment-related financial planning support and instructional services Position: Independent Contract Instructor and Financial Planning Specialist Relationship: Independent Contractor Start Date: June 2025 Number of hours/month: 10-20 Number of hours during securities trading hours: 0 Duties: non investment-related financial planning support and instructional services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Dean Solly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Current

February 9, 2024 - Present

PINNACLE WEALTH ADVISORS

Office #1: 12703 Sw 67th Avenue, Portland, OR 97223

RIA

CRD#: 117517

Portland, OR

Past

September 12, 2017 - April 1, 2025

SECURITY FIRST ADVISORS

RIA

CRD#: 117502

PORTLAND, OR

Past

June 23, 2010 - September 19, 2017

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

VANCOUVER, WA

Past

June 23, 2010 - September 19, 2017

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

VANCOUVER, WA

Past

December 21, 2009 - April 15, 2010

CRD#: 6321

MINNEAPOLIS, MN

Past

October 26, 1989 - July 12, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

September 20, 1988 - June 6, 1989

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 20, 1988 - June 6, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE WEALTH ADVISORS

CRD#: 117517 / SEC#: 801-116763

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

Washington

Registered Investment Advisory firm - (6/11/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(2/14/2024)

IAR

Washington
(2/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/27/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2009

General Securities Representative Examination

Current Firm

PINNACLE WEALTH ADVISORS

CRD#: 117517 / SEC#: 801-116763

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

Washington

Registered Investment Advisory firm - (6/11/2019 Terminated)

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Contact information

Main Address

9200 Se Sunnybrook Boulevard Suite 170, Clackamas, OR 97015

Mailing Address

Phone number

(503) 654-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINNACLE WEALTH ADVISORS, INC. - FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,644
AUM (Assets Under Management)	$ 461,414,534

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Louis D. Solly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Dean Solly's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITY FIRST ADVISORS

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

USAA FINANCIAL ADVISORS, INC.

USAA FINANCIAL PLANNING SERVICES

SECURITY FIRST ADVISORS

NORTHWEST FINANCIAL OF OREGON

SAGE FINANCIAL SERVICES, INC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PINNACLE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 2/27/2010

SIE

Date: 9/19/2017

Series 7

Date: 12/19/2009

Current Firm

PINNACLE WEALTH ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINNACLE WEALTH ADVISORS

TRUST BUT VERIFY

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