George W. Lambro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George William Lambro was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1989. George had worked at 13 firms and has passed the Series 63, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2011 - December 19, 2011
CAPITAL PATH SECURITIES, LLC
February 12, 2010 - March 11, 2011
LEGEND SECURITIES, INC.
November 3, 2003 - February 19, 2004
NATIONAL SECURITIES CORPORATION
July 24, 2001 - November 1, 2001
ARJENT LTD.
January 22, 2001 - July 20, 2001
HAPOALIM SECURITIES USA, INC.
September 15, 1998 - February 16, 2001
MAGNUM SECURITIES OF NEW YORK INC.
January 30, 1998 - August 18, 1998
CREATIVE CAPITAL MANAGEMENT CORPORATION
November 6, 1995 - September 30, 1996
STATE CAPITAL MARKETS CORPORATION
July 11, 1994 - September 21, 1995
GRUNTAL & CO., L.L.C.
June 26, 1992 - July 15, 1994
JOSEPHTHAL & CO., INC.
October 29, 1991 - July 10, 1992
CIBC WORLD MARKETS CORP.
September 18, 1989 - November 15, 1991
LEHMAN BROTHERS INC.
August 22, 1989 - September 25, 1989
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/5/1999
Limited Representative-Equity Trader ExamCurrent Firm
CAPITAL PATH SECURITIES, LLC
CRD#: 104363 / SEC#: , 8-52824
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
