Brett M. Sherman

MADRONA WEALTH MANAGEMENT LLC

PORTLAND, OR

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CRD#: 1875356

Professional summary

Brett Michael Sherman is a registered financial advisor currently at MADRONA WEALTH MANAGEMENT LLC located in Portland, Oregon.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Brett has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR.Brett Sherman was re-elected to City Council for a 4-year term in the City of Happy Valley, Oregon in November 2022. MR. SHERMAN IS NOT COMPENSATED FOR THIS POSITION AND IT IS EXPECTED HE TYPICALLY ALLOCATE APPROXIMATELY 8 HOURS PER MONTH TO THIS ACTIVITY. MR. SHERMAN DOES NOT HAVE ANY DIRECT INTERACTION WITH MADRONA CLIENTS WHEN ACTING IN THIS CAPACITY. MADRONA WEALTH MANAGEMENT LLC ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT AND CLIENTS ARE IN NO WAY REQUIRED TO USE THE SERVICES OF ANY REPRESENTATIVE OF MADRONA WEALTH MANAGEMENT LLC IN CONNECTION WITH SUCH INDIVIDUAL'S OUTSIDE ACTIVITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Michael Sherman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2014 - Present

MADRONA WEALTH MANAGEMENT LLC

RIA

CRD#: 171261

PORTLAND, OR

Past

April 6, 2004 - December 31, 2005

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

ORANGE, CA

Past

January 13, 2004 - June 30, 2014

LUCID ADVISORS, INC.

RIA

CRD#: 116639

PORTLAND, OR

Past

January 28, 2003 - April 22, 2004

ALLEN C. EWING & CO.

CRD#: 26102

JACKSONVILLE, FL

Past

January 1, 2001 - April 15, 2002

MILLER JOHNSON STEICHEN KINNARD, INC.

CRD#: 694

MINNEAPOLIS, MN

Past

February 18, 1999 - January 1, 2001

JOHN G. KINNARD AND COMPANY, INCORPORATED

CRD#: 466

MINNEAPOLIS, MN

Past

November 30, 1998 - February 23, 1999

ARK FUNDS DISTRIBUTORS, LLC

CRD#: 17685

PORTLAND, ME

Past

March 29, 1996 - December 17, 1996

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(7/7/2014)

IAR

Oregon
(6/27/2014)

IAR

Texas
(2/5/2021)

IAR

Washington
(11/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/25/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/18/1996

General Securities Representative Examination

Current Firm

MADRONA WEALTH MANAGEMENT LLC

MADRONA WEALTH MANAGEMENT LLC | SHERMAN, BRETT M

CRD#: 171261 / SEC#:

Minnesota

Registered Investment Advisory firm - (5/9/2014 Approved)

Oregon

Registered Investment Advisory firm - (6/23/2014 Approved)

Texas

Registered Investment Advisory firm - (2/5/2021 Conditional Restricted)

Washington

Registered Investment Advisory firm - (11/1/2016 Approved)

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Contact information

Main Address

Portland, OR

Mailing Address

Po Box 813, Clackamas, OR 97015

Phone number

(503) 854-4445

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	303
AUM (Assets Under Management)	$ 60,983,782

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brett M. Sherman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Michael Sherman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADRONA WEALTH MANAGEMENT LLC

CROWN CAPITAL SECURITIES, L.P.

LUCID ADVISORS, INC.

ALLEN C. EWING & CO.

MILLER JOHNSON STEICHEN KINNARD, INC.

JOHN G. KINNARD AND COMPANY, INCORPORATED

ARK FUNDS DISTRIBUTORS, LLC

PIPER SANDLER & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/25/1999

Series 63

Date: 4/15/1996

Series 7

Date: 3/18/1996

Current Firm

MADRONA WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MADRONA WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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