William L. Valentine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Lindsay Valentine IV, who also goes by William Lindsay Valentine, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 2 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2021 - January 3, 2023
ASI WEALTH MANAGEMENT & CONSULTING SERVICES
October 30, 1996 - December 31, 2020
VALENTINE VENTURES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/17/1995
Non-Member General Securities ExaminationCurrent Firm
ASI WEALTH MANAGEMENT & CONSULTING SERVICES
CRD#: 108138 / SEC#: 801-55026
Contact information
Regulatory assets under management
| Total Number of Accounts | 418 |
| AUM (Assets Under Management) | $ 1,728,004,990 |
Red Flags
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