Terrence F. Lavelle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Francis Lavelle, who also goes by Terry Lavelle, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1988. Terrence had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2016 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
August 27, 2013 - March 8, 2018
SCOTTRADE, INC.
March 5, 2012 - December 20, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 5, 2012 - December 20, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 13, 2008 - January 7, 2011
STRATEGIC ADVISERS LLC
September 4, 2008 - January 6, 2011
FIDELITY BROKERAGE SERVICES LLC
February 15, 2007 - April 28, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 15, 2007 - April 28, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 14, 1999 - December 4, 2006
TD AMERITRADE, INC.
March 20, 1997 - September 11, 1998
GRIFFIN FINANCIAL SERVICES
October 7, 1996 - March 4, 1997
EQUITY SERVICES, INC.
January 19, 1996 - September 26, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
May 5, 1995 - November 17, 1995
ESSEX NATIONAL SECURITIES, LLC
March 28, 1995 - February 9, 1996
FIRST INTERSTATE INVESTMENTS,INC.
November 19, 1993 - March 31, 1995
WELLS FARGO SECURITIES INC.
September 12, 1992 - November 19, 1993
MARKETING ONE SECURITIES, INC.
March 13, 1992 - September 16, 1992
KENNEDY, CABOT & CO.
December 12, 1991 - March 5, 1992
IDS LIFE INSURANCE COMPANY
December 12, 1991 - March 5, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
September 20, 1988 - May 2, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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