John F. Pieracci

J K R & COMPANY

Laguna Niguel, CA

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CRD#: 1875268

Professional summary

John Frederick Pieracci, AIF® is a registered financial advisor currently at J K R & COMPANY, INC. located in Laguna Niguel, California.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Frederick Pieracci's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view John Frederick Pieracci's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 6, 2019 - Present

J K R & COMPANY, INC.

RIA

CRD#: 8040

Laguna Niguel, CA

Current

May 18, 2020 - Present

J K R & COMPANY, INC.

Office #1: 7145 Woodley Ave, Van Nuys, CA 91406Office #2: 7145 Woodley Avenue, Van Nuys, CA 91406

RIA

CRD#: 8040

Van Nuys, CA

Past

April 21, 2016 - July 17, 2018

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

CASTAIC, CA

Past

August 26, 2014 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

CASTAIC, CA

Past

August 26, 2014 - July 17, 2018

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

CASTAIC, CA

Past

October 17, 2008 - August 27, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

CASTAIC, CA

Past

October 17, 2008 - August 27, 2014

FINANCIAL TELESIS INC

CRD#: 31012

CASTAIC, CA

Past

February 15, 2007 - October 15, 2008

J K R & COMPANY, INC.

RIA

CRD#: 8040

VALENCIA, CA

Past

April 5, 1999 - October 15, 2008

J K R & COMPANY, INC.

CRD#: 8040

VALENCIA, CA

Past

March 24, 1993 - April 13, 1999

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

March 24, 1993 - April 13, 1999

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

April 22, 1992 - December 9, 1992

PROGRAMMED EQUITIES CORPORATION

CRD#: 21778

Past

October 6, 1988 - December 12, 1991

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/6/2024)

IAR

California
(9/6/2019)

California
(12/14/2021)

Idaho
(11/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/13/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/4/1988

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

J K R & COMPANY, INC.

J K R & COMPANY, INC. | JENKS, KENNIFER, RICHARDSON & COMPANY, INC. | JENKS, KENNIFER & RICHARDSON, INCORPORATED

CRD#: 8040 / SEC#: , 8-24191

California

Registered Investment Advisory firm - SEC (12/7/2001 Approved)

New York

Registered Investment Advisory firm - SEC (8/26/2025 Terminated)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7145 Woodley Ave, Van Nuys, CA 91406

Mailing Address

7145 Woodley Ave, Van Nuys, CA 91406

Phone number

(818) 781-7721

Established

California since 07/30/1979

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (10 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ELLIS, JAMES ANDREW	PRESIDENT / FINOP / CCO	2395774
RICHARDSON, JAMES KEMP	VICE PRESIDENT	375759

Regulatory assets under management

Total Number of Accounts	213
AUM (Assets Under Management)	$ 113,298,848

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John F. Pieracci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Frederick Pieracci's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view John Frederick Pieracci's CRS (Customer Relationship Summary).

Certified licenses

Experience

J K R & COMPANY, INC.

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

J K R & COMPANY, INC.

J K R & COMPANY, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

PROGRAMMED EQUITIES CORPORATION

MUTUAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/13/2021

SIE

Date: 7/17/2018

Series 7

Date: 3/17/1997

Series 6

Date: 10/4/1988

FINRA

Current Firm

J K R & COMPANY, INC.

Contact information

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

J K R & COMPANY, INC.

TRUST BUT VERIFY

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