Manoochehr Nosratishamloo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manoochehr Nosratishamloo was a registered financial professional .
Manoochehr is a previously registered financial professional and started their career in finance in 1988. Manoochehr had worked at 5 firms and has passed the Series 63, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 1993 - February 4, 1994
PARAGON CAPITAL MARKETS, INC.
June 22, 1992 - March 17, 1993
ADVEST, INC.
February 4, 1991 - April 28, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 24, 1990 - September 17, 1990
OPPENHEIMER & CO. INC.
October 14, 1988 - October 19, 1990
FIRST FIDELITY CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 10/12/1988
Corporate Securities Limited Representative ExaminationCurrent Firm
PARAGON CAPITAL MARKETS, INC.
CRD#: 18555 / SEC#: , 8-36765
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 10 |
Red Flags
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