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JB

James M. Bishop

Some features on this profile are disabled
CRD#: 1875183
JB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Michael Bishop was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1993. James had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 10, 2022 - May 1, 2026

EAGLE EYE ADVISORY LLC

RIA
CRD#: 138771
Naples, FL
Past

May 1, 2009 - December 31, 2021

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
PORTLAND, ME
Past

March 23, 2005 - May 4, 2009

IFS FUND DISTRIBUTORS, INC.

BD
CRD#: 24075
CINCINNATI, OH
Past

March 10, 2000 - March 1, 2005

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
COLUMBUS, OH
Past

August 28, 1998 - March 1, 2005

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

August 18, 1997 - August 19, 1998

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

May 12, 1993 - August 15, 1997

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
PORTLAND, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/6/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/15/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/17/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 4/17/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/11/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/11/1993
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/17/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/16/2001
General Securities Sales Supervisor - Options Module Examination

Current Firm

EE
EAGLE EYE ADVISORY LLC
EAGLE EYE ADVISORY LLC

CRD#: 138771 / SEC#:

Florida
Registered Investment Advisory firm - (1/4/2023 Approved)
Ohio
Registered Investment Advisory firm - (1/13/2006 Approved)
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Westerville, OH
Mailing Address
Phone number
(614) 352-2637
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts290
AUM (Assets Under Management)$ 94,523,309

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EAGLE EYE ADVISORY LLC

CRD#: 138771

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