James M. Bishop
Professional summary
James Michael Bishop is a registered financial advisor currently at EAGLE EYE ADVISORY LLC located in Naples, Florida.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. James has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Michael Bishop's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2022 - Present
EAGLE EYE ADVISORY LLC
May 1, 2009 - December 31, 2021
FORESIDE FINANCIAL SERVICES, LLC
March 23, 2005 - May 4, 2009
IFS FUND DISTRIBUTORS, INC.
March 10, 2000 - March 1, 2005
CHARLES SCHWAB & CO., INC.
August 28, 1998 - March 1, 2005
CHARLES SCHWAB & CO., INC.
August 18, 1997 - August 19, 1998
BANC ONE SECURITIES CORPORATION
May 12, 1993 - August 15, 1997
FORESIDE DISTRIBUTION SERVICES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/19/2023)
(11/10/2022)
Exams
Series 7TO
Date: 4/17/2024
General Securities Representative ExaminationSeries 6TO
Date: 4/17/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
EAGLE EYE ADVISORY LLC
CRD#: 138771 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 290 |
| AUM (Assets Under Management) | $ 94,523,309 |
Red Flags
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