Meredith L. Ross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meredith Lynn Ross, who also goes by Meredith Lynn Buholts, was a registered financial professional .
Meredith is a previously registered financial professional and started their career in finance in 1988. Meredith had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2003 - July 7, 2014
SATURNA BROKERAGE SERVICES, INC
February 19, 2002 - May 23, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 25, 2000 - January 4, 2002
PENSTAR TRADING, LLC
February 5, 1991 - July 20, 2000
SATURNA BROKERAGE SERVICES, INC
February 26, 1990 - November 2, 1990
SATURNA CAPITAL CORPORATION
May 16, 1989 - October 13, 1989
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 17, 1988 - April 27, 1989
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SATURNA BROKERAGE SERVICES, INC
CRD#: 18437 / SEC#: , 8-36558
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SATURNA CAPITAL CORPORATION | 100% OWNER | |
| CARTEN, JANE KAISER | DIRECTOR | 2929087 |
| CARTEN, JANE KAISER | CEO AND PRESIDENT | 2929087 |
| FANKHAUSER, CHRISTOPHER REED | COO | 2857015 |
| FANKHAUSER, CHRISTOPHER REED | DIRECTOR | 2857015 |
| HANNA, KALEN MARTIN | CFO | 5710886 |
| HANNA, KALEN MARTIN | TREASURER | 5710886 |
| HANNA, KALEN MARTIN | DIRECTOR | 5710886 |
| STEWART, JACOB ANDREW | CCO AND AML OFFICER | 5456089 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
