John J. Beaghan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Beaghan, who also goes by Jay Beaghan, Jj Beaghan, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 7 firms and has passed the Series 63, Series 82TO, Series 79TO, Series 7TO, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2015 - March 31, 2021
STILLPOINT CAPITAL, LLC
December 5, 2007 - January 17, 2014
IMPERIAL CAPITAL, LLC
November 5, 2003 - October 2, 2008
USBX ADVISORY SERVICES, LLC
October 20, 1998 - April 18, 2002
ROBERTSON STEPHENS, INC.
January 17, 1997 - October 23, 1998
ROTH CAPITAL PARTNERS, LLC
September 28, 1993 - March 13, 1995
MEYERS SECURITIES CORPORATION
October 31, 1988 - November 28, 1992
M.S. EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/5/2022
General Securities Representative ExaminationCurrent Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
