Garrett L. Farnsworth

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CRD#: 1874996

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Garrett Lawson Farnsworth, who also goes by Garrett Lawson Fransworth, was a registered financial professional .

Garrett is a previously registered financial professional and started their career in finance in 1988. Garrett had worked at 14 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Garrett Lawson Fransworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 30, 1992 - June 5, 1992

CASTLE SECURITIES CORP.

CRD#: 16077

Past

December 6, 1991 - January 28, 1992

TAMARON INVESTMENTS, INC.

CRD#: 14929

Past

June 26, 1991 - October 30, 1991

SCHNEIDER SECURITIES, INC.

CRD#: 16434

Past

March 26, 1991 - June 7, 1991

SMITH, BENTON & HUGHES, INC.

CRD#: 20877

Past

February 15, 1991 - May 10, 1991

SECURITIES AMERICA, INC.

CRD#: 10205

Past

January 3, 1991 - February 7, 1991

G. K. SCOTT & CO., INC.

CRD#: 3305

Past

August 23, 1990 - September 14, 1990

BRENNAN ROSS SECURITIES, INC.

CRD#: 18363

Past

December 23, 1989 - September 13, 1991

FIRST AMERICA EQUITIES CORP.

CRD#: 7652

Past

June 1, 1989 - December 23, 1989

ADVENT SECURITIES, INC.

CRD#: 16499

Past

May 17, 1989 - June 2, 1989

FIRST CHOICE SECURITIES CORP.

CRD#: 17021

Past

March 29, 1989 - May 17, 1989

U.S. ADVISORS, INC.

CRD#: 10721

Past

March 3, 1989 - March 14, 1989

CHATFIELD DEAN & CO., INC.

CRD#: 14714

Past

January 5, 1989 - March 10, 1989

INVESTORS CENTER, INC.

CRD#: 14670

Past

December 20, 1988 - January 9, 1989

FAIRCHILD FINANCIAL GROUP, INC.

CRD#: 21404

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/18/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1988

General Securities Representative Examination

Current Firm

CASTLE SECURITIES CORP.

CRD#: 16077 / SEC#: , 8-34049

Terminated by SEC on 12/30/2003

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 12/05/1984

Firm type

Corporation

Fiscal year end

September

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
CASTLE HOLDING CORP.	SHAREHOLDER
LIEBESKIND, CHRISTINE	VICE PRESIDENT, SROP,CROP	2845489
NEWSOME, SHAKESPEARE	COMPLIANCE OFFICER	1777098
STUDER, MICHAEL THOMAS	PRESIDENT, SECRETARY, TREASURER	707394

Disclosures

Regulatory Event	13
Civil Event	1
Arbitration	5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Garrett L. Farnsworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TAMARON INVESTMENTS, INC.

SCHNEIDER SECURITIES, INC.

SMITH, BENTON & HUGHES, INC.

SECURITIES AMERICA, INC.

G. K. SCOTT & CO., INC.

BRENNAN ROSS SECURITIES, INC.

FIRST AMERICA EQUITIES CORP.

ADVENT SECURITIES, INC.

FIRST CHOICE SECURITIES CORP.

U.S. ADVISORS, INC.

CHATFIELD DEAN & CO., INC.

INVESTORS CENTER, INC.

FAIRCHILD FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/18/1989

Series 7

Date: 12/17/1988

Current Firm

CASTLE SECURITIES CORP.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CASTLE SECURITIES CORP.

TRUST BUT VERIFY

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