Martin G. Crum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Gordon Crum was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1988. Martin had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2018 - December 6, 2018
EXCHANGERIGHT SECURITIES, LLC
August 6, 2015 - January 3, 2018
PREFERRED CAPITAL SECURITIES, LLC
March 30, 2015 - August 3, 2015
INTERNATIONAL ASSETS ADVISORY, LLC
July 14, 2006 - February 4, 2015
INLAND SECURITIES CORPORATION
March 4, 2003 - February 22, 2006
WELLS INVESTMENT SECURITIES,INC.
April 1, 2002 - January 17, 2003
FSC SECURITIES CORPORATION
November 1, 2001 - November 7, 2001
WOODSTOCK FINANCIAL GROUP, INC.
December 22, 1997 - November 2, 2001
FSC SECURITIES CORPORATION
September 24, 1997 - November 12, 1997
QUICK & REILLY, INC.
June 13, 1997 - July 1, 1997
FSC SECURITIES CORPORATION
January 3, 1996 - June 10, 1997
ESSEX CAPITAL MARKETS, INC.
February 1, 1990 - January 15, 1996
SAGE, RUTTY & CO., INC.
September 20, 1988 - April 6, 1989
HOWARD TAYLOR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/6/2000
Limited Representative-Equity Trader ExamCurrent Firm
EXCHANGERIGHT SECURITIES, LLC
CRD#: 283430 / SEC#: , 8-69753
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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