Daniel F. Kiernan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Francis Kiernan, who also goes by Daniel Francis Kiernan, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1994. Daniel had worked at 54 firms and has passed the Series 63, SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2024 - March 29, 2024
HUBBLE INVESTMENTS, LLC
September 19, 2018 - December 27, 2018
REALTYSHARES SECURITIES, LLC
June 27, 2018 - June 29, 2021
CROSS POINT CAPITAL LLC
October 21, 2015 - April 17, 2020
KENMAR SECURITIES, LLC
April 14, 2015 - November 30, 2015
MB TRADING
December 10, 2013 - June 30, 2022
VENTOUX SECURITIES, LLC
September 26, 2013 - June 29, 2016
CLEAN ENERGY CAPITAL SECURITIES LLC
September 3, 2013 - March 2, 2017
CREATIVEONE SECURITIES, LLC
May 2, 2013 - November 6, 2013
VFG SECURITIES, INC.
November 30, 2012 - July 2, 2013
FARRELL MARSH & CO.
October 5, 2011 - November 10, 2011
XTON FINANCIAL LLC
September 30, 2011 - September 30, 2013
TRIPLE A PARTNERS LLC
February 17, 2011 - March 31, 2011
MORTON CLARKE INC.
February 8, 2011 - April 4, 2018
O'CONNOR & COMPANY SECURITIES INC.
January 24, 2011 - February 10, 2014
TRADEWEB DIRECT LLC
April 9, 2010 - June 7, 2010
MYD MARKET, INC
July 8, 2008 - December 20, 2010
MCCAFFERTY & COMPANY, LLC
March 17, 2008 - May 5, 2009
MAYFAIR SECURITIES, LLC
October 22, 2007 - January 30, 2008
SECU BROKERAGE SERVICES
May 23, 2007 - August 30, 2011
ENERGY SECURITIES, INC.
April 18, 2007 - July 14, 2022
NORTH POINT MERGERS AND ACQUISITIONS, INC.
April 4, 2007 - November 7, 2008
KLEIN INVESTMENT GROUP, L.P.
February 13, 2007 - October 30, 2013
GOLD BRIDGE CAPITAL, LLC
February 27, 2006 - August 5, 2008
LYNX CAPITAL, LLC
January 10, 2006 - August 1, 2011
AMERICA'S CHOICE EQUITIES LLC
December 9, 2005 - September 3, 2014
HUNTER WISE SECURITIES, LLC
August 15, 2005 - February 21, 2017
RP CAPITAL LLC
June 10, 2005 - October 11, 2005
HARVEST CAPITAL INVESTMENTS LLC
May 12, 2005 - August 4, 2006
SECU BROKERAGE SERVICES
March 29, 2005 - April 21, 2005
ORCHARD SECURITIES, LLC
January 25, 2005 - December 8, 2009
MACARTHUR STRATEGIES, INC.
January 5, 2005 - July 31, 2007
ZEPEDA & COMPANY, INC.
November 30, 2004 - July 10, 2006
AGENCY DESK, LLC
September 8, 2004 - February 1, 2008
CHADBOURN SECURITIES, INC.
August 26, 2004 - May 12, 2005
BLUE VISTA CAPITAL, LLC
February 19, 2004 - March 31, 2005
MERITUS FINANCIAL GROUP, INC.
August 6, 2003 - January 26, 2004
ORION TRADING, LLC
July 29, 2003 - January 23, 2004
REDWOOD TRADING, LLC
July 1, 2003 - March 20, 2015
VULCAN SECURITIES LLC
June 4, 2003 - December 31, 2003
GROWTH CAPITAL SERVICES, INC.
May 30, 2003 - May 30, 2003
ROUND HILL SECURITIES, INC.
April 30, 2003 - February 5, 2015
NEXTREND SECURITIES, INC.
October 18, 2002 - November 11, 2020
BRANDIS TALLMAN LLC
August 23, 2002 - January 27, 2003
GIRARD SECURITIES, INC.
May 29, 2002 - October 31, 2002
EBONDTRADE
May 17, 2002 - September 24, 2010
WAVELAND CAPITAL PARTNERS LLC
March 27, 2002 - October 22, 2002
PEYTON, CHANDLER & SULLIVAN, INC.
March 25, 2002 - July 28, 2004
ALDER CREEK CAPITAL, LLC
March 5, 2002 - May 31, 2002
TRANCEKA CAPITAL, LLC
January 22, 2002 - March 6, 2002
CAPITAL ACCESS, LTD.
June 25, 2001 - August 30, 2001
OFFROAD SECURITIES, INC.
March 12, 2001 - May 5, 2003
APEX REAL ESTATE ADVISORS, LLC
March 8, 2000 - June 6, 2001
BROKERAGEAMERICA, LLC
September 30, 1998 - August 16, 2000
FINANCIAL TELESIS INC
February 4, 1994 - November 26, 1996
GRIGSBY & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
HUBBLE INVESTMENTS, LLC
CRD#: 289415 / SEC#: , 8-69995
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
