Larry G. Boggs

D.L. FIELDS ADVISORY GROUP

Atlanta, GA 30312

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CRD#: 1874727

Professional summary

Larry Glenn Boggs is a registered financial advisor currently at D.L. FIELDS ADVISORY GROUP, LLC located in Atlanta, Georgia.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Larry has worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 390 N ORANGE AVE STE 750 ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS, LLC - ADVISOR SINCE 4/2019 - APPROX 160 HRS/MO - FEE BASED COMPENSATION 2) BOGGS & ASSOCIATES, LLC dba AMERICAN RETIREMENT SOLUTIONS - 501 PULLIAM STREET SW, SUITE 150, ATLANTA, GA 30312 - PRIVATE LABEL ENTITY FOR FINANCIAL PLANNING BUSINESS - PRESIDENT SINCE 12/2016 - APPROX 300 HRS/MO - FEES/COMMISSIONS 3) NOTARY PUBLIC - 501 PULLIAM STREET SW, SUITE 150, ATLANTA, GA 30312 - NOTARY SERVICES SINCE 11/2015 - APPROX 160 HRS/MO - FEES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Glenn Boggs's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2022 - Present

D.L. FIELDS ADVISORY GROUP, LLC

Office #1: 501 Pulliam St. Sw Suite 150, Atlanta, GA 30312

RIA

CRD#: 286216

Atlanta, GA

Past

May 1, 2019 - January 25, 2022

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

ATLANTA, GA

Past

April 8, 2019 - January 25, 2022

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ATLANTA, GA

Past

March 18, 2014 - April 5, 2019

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

BIRMINGHAM, AL

Past

October 27, 2011 - April 5, 2019

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

BIRMINGHAM, AL

Past

March 4, 2004 - December 31, 2004

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

BIRMINGHAM, AL

Past

August 21, 2003 - November 3, 2011

FSC SECURITIES CORPORATION

CRD#: 7461

BIRMINGHAM, AL

Past

December 15, 1999 - September 16, 2003

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

August 14, 1998 - December 20, 1999

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

March 1, 1996 - August 26, 1998

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

June 2, 1995 - March 1, 1996

G. R. PHELPS & CO., INC.

CRD#: 173

Past

April 5, 1991 - July 14, 1995

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

March 6, 1990 - April 8, 1991

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

October 19, 1988 - February 23, 1990

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 19, 1988 - February 23, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/25/2014

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/30/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/19/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

Current Firm

D.L. FIELDS ADVISORY GROUP, LLC

D.L. FIELDS ADVISORY GROUP, LLC | FIELDS, DAVID L.

CRD#: 286216 / SEC#:

Arkansas

Registered Investment Advisory firm - (2/3/2017 Approved)

Georgia

Registered Investment Advisory firm - (2/21/2022 Approved)

Indiana

Registered Investment Advisory firm - (2/8/2017 Approved)

Texas

Registered Investment Advisory firm - (1/23/2017 Approved)

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Contact information

Main Address

1202 Ne Mcclain Rd Bldg 7-ste 143, Bentonville, AR 72712

Mailing Address

Phone number

(765) 561-1468

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 22,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Larry G. Boggs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Glenn Boggs's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

INVESTACORP, INC.

NEW ENGLAND SECURITIES

MML INVESTORS SERVICES, LLC

G. R. PHELPS & CO., INC.

KEOGLER, MORGAN & COMPANY, INC.

GUARDIAN INVESTOR SERVICES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/25/2014

Series 65

Date: 12/30/1998

Series 63

Date: 10/19/1988

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/15/1988

Current Firm

D.L. FIELDS ADVISORY GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

D.L. FIELDS ADVISORY GROUP, LLC

TRUST BUT VERIFY

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