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Larry Glenn Boggs

D.L. FIELDS ADVISORY GROUP
Atlanta, GA
·CRD# 1874727·38 years experience

Professional Summary

Larry Glenn Boggs is a registered financial advisor currently at D.L. FIELDS ADVISORY GROUP, LLC located in Atlanta, Georgia. Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Larry has worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

D.L. FIELDS ADVISORY GROUP, LLC·CRD# 286216
RIA
501 Pulliam St. Sw Suite 150, Atlanta, GA 30312
February 24, 2022 - Present
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC·CRD# 144426
RIA
Atlanta, GA
May 1, 2019 - January 25, 2022
INTERNATIONAL ASSETS ADVISORY, LLC·CRD# 10645
BD
Atlanta, GA
April 8, 2019 - January 25, 2022
FIRST ALLIED ADVISORY SERVICES, INC.·CRD# 137888
RIA
Birmingham, AL
March 18, 2014 - April 5, 2019
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
Birmingham, AL
October 27, 2011 - April 5, 2019
FSC SECURITIES CORPORATION·CRD# 7461
RIA
Birmingham, AL
March 4, 2004 - December 31, 2004
FSC SECURITIES CORPORATION·CRD# 7461
BD
Birmingham, AL
August 21, 2003 - November 3, 2011
INVESTACORP, INC.·CRD# 7684
BD
Miami, FL
December 15, 1999 - September 16, 2003
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
August 14, 1998 - December 20, 1999
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
March 1, 1996 - August 26, 1998
G. R. PHELPS & CO., INC.·CRD# 173
BD
June 2, 1995 - March 1, 1996
KEOGLER, MORGAN & COMPANY, INC.·CRD# 16546
BD
Atlanta, GA
April 5, 1991 - July 14, 1995
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
New York, NY
March 6, 1990 - April 8, 1991
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
October 19, 1988 - February 23, 1990
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
October 19, 1988 - February 23, 1990

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Current Firm

DF
D.L. FIELDS ADVISORY GROUP, LLC

AMERICAN RETIREMENT SOLUTIONS OF GEORGIA | FIELDS, DAVID L. | D.L. FIELDS ADVISORY GROUP, LLC

CRD#: 286216
Alabama
Registered Investment Advisory firm - Alabama (9/17/2026 Approved)
Arkansas
Registered Investment Advisory firm - Arkansas (2/3/2017 Approved)
Georgia
Registered Investment Advisory firm - Georgia (2/21/2022 Approved)
Indiana
Registered Investment Advisory firm - Indiana (2/8/2017 Approved)
Missouri
Registered Investment Advisory firm - Missouri (7/30/2026 Approved)
Tennessee
Registered Investment Advisory firm - Tennessee (6/16/2026 Approved)
Texas
Registered Investment Advisory firm - Texas (1/23/2017 Approved)

Contact Information

Main Address

1202 Ne Mcclain Rd Bldg 7, Bentonville, AR 72712

Phone Number

(765) 561-1468

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

311

AUM (Assets Under Management)

$25,000,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 390 N ORANGE AVE STE 750 ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS, LLC - ADVISOR SINCE 4/2019 - APPROX 160 HRS/MO - FEE BASED COMPENSATION 2) BOGGS & ASSOCIATES, LLC dba AMERICAN RETIREMENT SOLUTIONS - 501 PULLIAM STREET SW, SUITE 150, ATLANTA, GA 30312 - PRIVATE LABEL ENTITY FOR FINANCIAL PLANNING BUSINESS - PRESIDENT SINCE 12/2016 - APPROX 300 HRS/MO - FEES/COMMISSIONS 3) NOTARY PUBLIC - 501 PULLIAM STREET SW, SUITE 150, ATLANTA, GA 30312 - NOTARY SERVICES SINCE 11/2015 - APPROX 160 HRS/MO - FEES

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Georgia
(2/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2014About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1988About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1988About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Larry Glenn Boggs's CRS (Customer Relationship Summary).

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