TD
Thomas M. Davis
VIRTUE CAPITAL MANAGEMENT
Hoover, AL 35244
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CRD#: 1874689
TD
Professional summary
Thomas Mclellan Davis IV, who also goes by Thomas Mclellan Davis IV, is a registered financial advisor currently at VIRTUE CAPITAL MANAGEMENT, LLC located in Hoover, Alabama.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Thomas has worked at 9 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Mclellan Davis Iv
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DESIGNED INCOME ADVISORY, LLC�, Title: PRESIDENT, Description: FINANCIAL ADVISOR SALES OF INSURANCE AND INSURANCE BASED PRODUCTS INVESTMENT RELATED, Start Date: 05-01-2019, Address: 100 CONCOURSE PARKWAY, SUITE 168 HOOVER, AL 35244�, Investment-related? YES, Hours per month: 160, During trading hours: 160
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Mclellan Davis IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2019 - Present
VIRTUE CAPITAL MANAGEMENT, LLC
Office #1: 100 Concourse Parkway Suite 280, Hoover, AL 35244RIA
CRD#: 167816
Hoover, AL
Past
December 9, 2014 - July 29, 2019
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
BIRMINGHAM, AL
Past
April 23, 2013 - September 18, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Past
September 23, 2011 - January 11, 2013
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BIRMINGHAM, AL
Past
July 16, 2008 - December 17, 2009
AURA ASSET MANAGEMENT, INC.
RIA
CRD#: 129402
BIRMINGHAM, AL
Past
July 7, 2008 - November 4, 2009
AURA FINANCIAL SERVICES, INC.
BD
CRD#: 42822
BIRMINGHAM, AL
Past
February 2, 2007 - July 15, 2008
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BIRMINGHAM, AL
Past
April 25, 2006 - December 1, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BIRMINGHAM, AL
Past
March 3, 2005 - February 9, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BIRMINGHAM, AL
Past
January 31, 2005 - February 9, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 31, 2005 - February 9, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(7/29/2019)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 Cadillac Dr. Suite 310, Brentwood, TN 37027
Mailing Address
Phone number
(615) 340-0801
Established
Firm type
Fiscal year end
# of Employees
110
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816Hoover, AL 35244TRUST BUT VERIFY
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