Christopher M. Elkind
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Marc Elkind was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1989. Christopher had worked at 23 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2019 - May 12, 2020
NEWBRIDGE SECURITIES CORPORATION
July 29, 2016 - September 26, 2019
ARIVE CAPITAL MARKETS
August 4, 2014 - August 16, 2016
JOSEPH STONE CAPITAL L.L.C.
March 26, 2012 - July 7, 2014
ALLIED MILLENNIAL PARTNERS, LLC
February 10, 2011 - December 21, 2011
BROOKVILLE CAPITAL PARTNERS
June 25, 2010 - July 28, 2010
CHARLES MORGAN SECURITIES, INC.
April 15, 2010 - June 4, 2010
QUASAR TRADING, LLC
July 22, 2008 - October 2, 2008
SPEEDTRADER, INC
January 15, 2008 - March 3, 2008
PENN PLAZA BROKERAGE, LTD.
May 17, 2007 - December 19, 2007
REID & RUDIGER LLC
January 4, 2006 - January 23, 2006
NORTH AMERICAN CLEARING, INC.
June 16, 2005 - January 4, 2006
SALOMON GREY FINANCIAL CORPORATION
November 8, 2004 - April 14, 2005
STG SECURE TRADING GROUP, INC.
September 19, 2003 - November 21, 2003
GLOBAL PARTNERS SECURITIES INC.
September 6, 2002 - July 29, 2003
STANFORD GROUP COMPANY
June 27, 2001 - December 3, 2001
HUDSON SECURITIES,INC.
June 21, 1999 - April 26, 2001
HFP CAPITAL MARKETS LLC
December 23, 1997 - June 22, 1999
ANDREW GARRETT, INC.
July 7, 1992 - September 29, 1997
HUDSON SECURITIES,INC.
April 29, 1992 - July 8, 1992
TUSCANY EQUITY MANAGEMENT CORPORATI0N
November 8, 1991 - April 29, 1992
SCHONFELD SECURITIES, LLC
September 30, 1991 - October 17, 1991
WM. V. FRANKEL & CO., INCORPORATED
February 8, 1991 - August 22, 1991
A.J. MICHAELS & CO., LTD.
May 26, 1989 - October 26, 1990
BAIRD, PATRICK & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/29/2000
Limited Representative-Equity Trader ExamCurrent Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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