Anastasia H. Duval
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anastasia Helene Duval, who also goes by Anastasia Helene Olsen, Stacy Olsen, Anastasia Helena Scanlon, Anastasia Helene Scanlon, Anastasia Helene Scanlonolsen, was a registered financial professional .
Anastasia is a previously registered financial professional and started their career in finance in 1995. Anastasia had worked at 7 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2010 - December 31, 2012
TRANSCEND CAPITAL
June 12, 2006 - March 23, 2010
INVESTSCAPE INC.
July 17, 2003 - June 5, 2006
GREAT EASTERN SECURITIES, INC.
June 26, 2000 - June 24, 2003
ALEX MOORE & COMPANY, INC.
June 21, 1999 - July 13, 2000
STOCK USA, INC.
October 15, 1998 - May 6, 1999
GMST WORLD MARKETS, INC.
April 24, 1995 - June 2, 1998
A.J. MICHAELS & CO., LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 3/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
TRANSCEND CAPITAL
CRD#: 104483 / SEC#: , 8-52946
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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