William M. Fitzgerald

FITZGERALD ASSET MANAGEMENT

Kenilworth, IL

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CRD#: 1874155

Professional summary

William M Fitzgerald, who also goes by Bill Fitzgerald, is a registered financial advisor currently at FITZGERALD ASSET MANAGEMENT, LLC located in Kenilworth, Illinois.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. William has worked at 5 firms and has passed the Series 66, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Fitzgerald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANAGING DIRECTOR, GLOBAL ASSET INFRASTRUCTURE, SAME ADDRESS; NON-REGISTERED ADVISORY BUSINESS (EXEMPT); > 50% OF TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William M Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2023 - Present

FITZGERALD ASSET MANAGEMENT, LLC

RIA

CRD#: 164611

Kenilworth, IL

Past

July 26, 2021 - September 18, 2023

ZCM

RIA

CRD#: 309195

CHICAGO, IL

Past

September 14, 2012 - June 25, 2021

FITZGERALD ASSET MANAGEMENT, LLC

RIA

CRD#: 164611

CHICAGO, IL

Past

April 24, 2006 - April 2, 2008

NUVEEN INVESTMENTS ADVISERS, LLC

RIA

CRD#: 123122

CHICAGO, IL

Past

July 27, 2001 - April 2, 2008

NUVEEN FUND ADVISORS, LLC

RIA

CRD#: 104626

CHICAGO, IL

Past

February 16, 2000 - March 31, 2008

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/4/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/15/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 2/21/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2003

General Securities Principal Examination

Current Firm

FITZGERALD ASSET MANAGEMENT, LLC

CRD#: 164611 / SEC#:

Illinois

Registered Investment Advisory firm - (8/30/2023 Approved)

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Contact information

Main Address

Kenilworth, IL

Mailing Address

Phone number

(312) 513-2178

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 15,854,358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William M. Fitzgerald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William M Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Experience

FITZGERALD ASSET MANAGEMENT, LLC

ZCM

FITZGERALD ASSET MANAGEMENT, LLC

NUVEEN INVESTMENTS ADVISERS, LLC

NUVEEN FUND ADVISORS, LLC

NUVEEN SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/4/2001

Series 7

Date: 2/15/2000

Series 51

Date: 2/21/2003

Series 24

Date: 1/2/2003

Current Firm

FITZGERALD ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FITZGERALD ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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