Debra A. Pollard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Ann Pollard, who also goes by Debra Ann Aker, Debra Pollard Perez, Debra Ann Pollard, Debra Ann Pollard-perez, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1988. Debra had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2018 - January 9, 2023
FENIMORE ASSET MANAGEMENT, INC.
March 28, 2016 - January 9, 2023
FENIMORE SECURITIES, INC.
March 18, 1989 - August 3, 1992
FINANCIAL SQUARE PARTNERS
September 20, 1988 - March 11, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FENIMORE ASSET MANAGEMENT, INC.
CRD#: 110946 / SEC#: 801-10429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FENIMORE ASSET MANAGEMENT, INC.
CRD#: 110946 / SEC#: 801-10429
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,164 |
| AUM (Assets Under Management) | $ 5,425,014,709 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
