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Phillip John Milligan

CRD# 1874103·Registered 1991 - 1997
Barred: Phillip John Milligan was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Phillip John Milligan, who also goes by John Phillip Milligan, John Milligan, was a registered financial advisor. Phillip was a previously registered financial professional and started their career in finance 1991 - 1997. Phillip had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Phillip Milligan, John Milligan

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

QUANTUM GROUP, LTD.·CRD# 33615
BD
Sloatsburg, NY
March 8, 1994 - August 12, 1997
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
May 22, 1991 - December 31, 1993
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
April 1, 1991 - April 29, 1991

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Current Firm

QG
QUANTUM GROUP, LTD.

J.P. MILLIGAN, INC. | TIGER SECURITIES CORP. | QUANTUM GROUP, LTD.

CRD#: 33615 / SEC#: 8-46113
BD
Cancelled by SEC on 01/26/1999

Contact Information

Established

New York since 04/19/1993

Firm Type

Corporation

Fiscal Year End

February

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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