Phillip J. Milligan
Professional summary
Phillip John Milligan was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Phillip is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Phillip had worked at 3 firms, which includes QUANTUM GROUP LTD., BARRON CHASE SECURITIES INC., INVESTORS ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 1994 - August 12, 1997
QUANTUM GROUP, LTD.
May 22, 1991 - December 31, 1993
BARRON CHASE SECURITIES, INC.
April 1, 1991 - April 29, 1991
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
QUANTUM GROUP, LTD.
CRD#: 33615 / SEC#: , 8-46113
Contact information
Documents
Red Flags
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