Thomas J. Mcintyre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Mcintyre was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1988. Thomas had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2006 - December 31, 2014
FIRST AMERICAN SECURITIES, INC.
August 1, 2003 - December 31, 2005
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
April 7, 2003 - July 30, 2003
EMERGENT FINANCIAL GROUP, INC.
April 2, 1993 - March 28, 2001
PROTECTIVE GROUP SECURITIES CORPORATION
November 23, 1988 - April 19, 1991
VAN CLEMENS & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
FIRST AMERICAN SECURITIES, INC.
CRD#: 35841 / SEC#: 801-61017, 8-47094
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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