Alexander A. Benzemann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander A Benzemann, who also goes by Alex Benzemann, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1989. Alexander had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2021 - May 18, 2023
BRAVIAS FINANCIAL
July 13, 1994 - August 30, 1995
DAVID LERNER ASSOCIATES, INC.
February 27, 1992 - October 12, 1994
INDUSTRY SAVINGS PLANS, INC.
July 6, 1990 - October 31, 1990
WS GRIFFITH SECURITIES, INC.
July 6, 1990 - October 31, 1990
HOME LIFE INSURANCE COMPANY
January 17, 1989 - July 3, 1990
INDUSTRY SAVINGS PLANS, INC.
Primary Firm SEC Registration
BRAVIAS FINANCIAL
CRD#: 289589 / SEC#: 801-128383
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRAVIAS FINANCIAL
CRD#: 289589 / SEC#: 801-128383
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 817 |
| AUM (Assets Under Management) | $ 180,966,145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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