Mostafa Abdou

FORWARD 360

Newbury Park, CA

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CRD#: 1873440

Professional summary

Mostafa Abdou, who also goes by Moe Abdou, is a registered financial advisor currently at FORWARD 360 located in Newbury Park, California.

Mostafa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Mostafa has worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Moe Abdou

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IEVOLUTION, LLC; NOT INVESTMENT RELATED; 1240 INDIA STREET SAN DIEGO, CA 92127; IT IS A COACHING BUSINESS; CO-FOUNDER; JULY 2006; 10 HOURS PER MONTH ALL DURING NON-TRADING HOURS. Business no longer exists. 33voices is a podcast series that I host - 3 hours a month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mostafa Abdou's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2024 - Present

FORWARD 360

RIA

CRD#: 331984

Newbury Park, CA

Past

January 4, 2008 - January 6, 2024

THE KOENIG GROUP, LLC

RIA

CRD#: 110859

CHEVY CHASE, MD

Past

January 24, 2006 - January 24, 2006

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

ORLANDO,, FL

Past

February 1, 2001 - January 20, 2006

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

ORLANDO,, FL

Past

August 29, 1988 - January 20, 2006

NYLIFE SECURITIES LLC

CRD#: 5167

SEVEN HILLS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/22/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/27/1998

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/28/1989

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/26/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/18/1998

General Securities Principal Examination

Current Firm

FORWARD 360

FORWARD 360 | FORWARD INSURANCE AND FINANCIAL PARTNERS | FORWARD COLLECTIVE, LLC

CRD#: 331984 / SEC#:

California

Registered Investment Advisory firm - (10/1/2024 Approved)

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Contact information

Main Address

Newbury Park, CA

Mailing Address

Phone number

(858) 227-4880

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mostafa Abdou

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mostafa Abdou's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE KOENIG GROUP, LLC

EAGLE STRATEGIES LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2000

Series 63

Date: 11/22/1988

Series 7

Date: 4/27/1998

Series 22

Date: 9/28/1989

Series 6

Date: 8/26/1988

Series 24

Date: 5/18/1998

Current Firm

FORWARD 360

Contact information

Documents

Red Flags

Company Information

FORWARD 360

TRUST BUT VERIFY

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