EM
Edward W. Morrissey
HORNOR, TOWNSEND & KENT
Pittsburgh, PA 15220
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CRD#: 1873249
EM
Professional summary
Edward Walter Morrissey is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Pittsburgh, Pennsylvania.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Edward has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: MORRISSEY WEALTH MANAGEMENT SERVICE | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 381 MANSFIELD AVE STE 400 PITTSBURGH PA 15220 | START DATE: 12/1/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE & INVESTMENTS SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 2) UPMC PASSAVANT | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER | ADDRESS: 9100 BABCOCK BLVD PITTSBURGH, PA 15237 | START DATE: 12/1/2022 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTEND MEETINGS AND VOTING.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Walter Morrissey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edward Walter Morrissey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2023 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 381 Mansfield Av, Ste 400, Pittsburgh, PA 15220RIA
BD
CRD#: 4031
Pittsburgh, PA
Current
December 1, 2022 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 381 Mansfield Av, Ste 400, Pittsburgh, PA 15220RIA
BD
CRD#: 4031
Pittsburgh, PA
Past
September 28, 2015 - December 12, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
WEXFORD, PA
Past
September 28, 2015 - December 12, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
WEXFORD, PA
Past
October 24, 2014 - September 17, 2015
WADDELL & REED
RIA
CRD#: 866
MONROEVILLE, PA
Past
October 24, 2014 - September 17, 2015
WADDELL & REED
BD
CRD#: 866
MONROEVILLE, PA
Past
September 6, 2013 - October 28, 2014
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
SEWLICKEY, PA
Past
August 27, 2013 - October 28, 2014
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
SEWLICKEY, PA
Past
January 24, 2013 - May 13, 2013
NEW ENGLAND SECURITIES
RIA
CRD#: 615
PITTSBURGH, PA
Past
January 24, 2013 - June 6, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
PITTSBURGH, PA
Past
February 3, 2012 - January 25, 2013
OSAIC FA, INC.
RIA
CRD#: 3978
SEWICKLEY, PA
Past
February 3, 2012 - January 25, 2013
OSAIC FA, INC.
BD
CRD#: 3978
SEWICKLEY, PA
Past
September 8, 2005 - February 7, 2012
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
SEWICKLEY, PA
Past
April 5, 2002 - February 7, 2012
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
SEWICKLEY, PA
Past
May 1, 1998 - April 1, 2002
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
April 17, 1989 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
April 17, 1989 - May 6, 1998
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
September 8, 1988 - March 29, 1989
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 8, 1988 - March 29, 1989
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/1/2022)
RR
New York(12/1/2022)
RR
Ohio(12/1/2022)
RR
Pennsylvania(12/1/2022)
IAR
Pennsylvania(8/24/2023)
RR
West Virginia(12/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Pittsburgh, PA 15220TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
