Stephanie S. Kocian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie S Kocian, who also goes by Stephanie Kocian, Stephanie Schiros, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 1989. Stephanie had worked at 3 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 1990 - October 18, 1990
FIRST OHIO SECURITIES COMPANY
October 10, 1989 - December 8, 1989
TRI-BRADLEY INVESTMENTS
January 4, 1989 - January 24, 1989
AMERIMUTUAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 10/4/1988
Corporate Securities Limited Representative ExaminationCurrent Firm
FIRST OHIO SECURITIES COMPANY
CRD#: 15903 / SEC#: , 8-32950
Contact information
Documents
Red Flags
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