Canard E. Barnes

BARNES & COMPANY INVESTMENT COUNSEL

Los Angeles, CA 90067

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CRD#: 1873099

Professional summary

Canard Emile Barnes is a registered financial advisor currently at BARNES & COMPANY INVESTMENT COUNSEL, LLC located in Los Angeles, California.

Canard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Canard has worked at 4 firms and has passed the Series 66, Series 3, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 07/01/2011: DBA ONLY - BARNES & COMPANY INVESTMENT COUNSEL - LOS ANGELES, CA. (2) 2/14/2012: REGISTERED INVESTMENT ADVISOR - HYBRID - INDEPENDENT FINANCIAL PARTNERS - I PROVIDE FINANCIAL PLANS ON AN HOURLY BASIS. IAR OF IFP - TIME SPENT 75% - LOS ANGELES, CA. (3) 5/2/2012: NON-VARIABLE INSURANCE - GOLDBAR INSURANCE SOLUTIONS, LLC - MY FATHER IN-LAW, A JD, C.P.A. AND LICENSED AGENT, INVTIED ME INTO A COMMISSION SHARING ARRANGEMENT TO MARKET HEALTH INSURANCE CONTRACTS TO BUSINESS. MY ROLE IS MARKETING AND SALES ONLY. I DO NOT HAVE CONTROL OVER FUNDS. I ONLY RECEIVE COMMISSIONS. - TIME SPENT 20% - LOS ANGELES, CA (4) 10/23/2013 - IFP - REGISTERED INVESTMENT ADVISOR DBA - HYBRID-BARNES & COMPANY INVESTMENT COUNSEL - PROVIDE INVESTMENT ADVICE FOR PERCENTAGE OF AUM - 90% OF TIME SPENT - LOS ANGELES, CA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Canard Emile Barnes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2016 - Present

BARNES & COMPANY INVESTMENT COUNSEL, LLC

Office #1: 1901 Avenue Of The Stars Suite 200, Los Angeles, CA 90067

RIA

CRD#: 282136

Los Angeles, CA

Past

July 7, 2011 - October 18, 2016

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

LOS ANGELES, CA

Past

July 1, 2011 - August 19, 2016

LPL FINANCIAL LLC

CRD#: 6413

LOS ANGELES, CA

Past

September 21, 1998 - July 5, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOS ANGELES, CA

Past

July 9, 1998 - July 5, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/6/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/10/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 3/22/2019

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 8/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/1998

General Securities Representative Examination

Current Firm

BARNES & COMPANY INVESTMENT COUNSEL, LLC

CRD#: 282136 / SEC#:

California

Registered Investment Advisory firm - (4/6/2016 Approved)

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Contact information

Main Address

1901 Avenue Of The Stars Suite 200, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 789-2242

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	115
AUM (Assets Under Management)	$ 40,996,047

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Canard E. Barnes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Canard Emile Barnes's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARNES & COMPANY INVESTMENT COUNSEL, LLC

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 8/10/1998

Series 3

Date: 3/22/2019

SIE

Date: 8/19/2016

Series 7

Date: 7/8/1998

Current Firm

BARNES & COMPANY INVESTMENT COUNSEL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARNES & COMPANY INVESTMENT COUNSEL, LLC

TRUST BUT VERIFY

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