Wanda L. Stapley

JUNCTURE WEALTH STRATEGIES

Scottsdale, AZ 85258

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CRD#: 1872814

Professional summary

Wanda Lee Stapley, who also goes by Wanda Lee Van Kirk, Wanda Lee Kirkvan, Wanda Vankirk, is a registered financial advisor currently at JUNCTURE WEALTH STRATEGIES, LLC located in Scottsdale, Arizona.

Wanda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Wanda has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wanda Lee Van Kirk | Wanda Lee Kirkvan | Wanda Vankirk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. JUNCTURE WEALTH STRATEGIES, 8777 E VIA DE VENTURA STE 120, SCOTTSDALE AZ 85258, INVESTMENT RELATED, REGISTERED REP, NON PRODUCING, 11/2010 160HRS PER MONTH, EXECUTIVE ADMINISTRATOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wanda Lee Stapley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2018 - Present

JUNCTURE WEALTH STRATEGIES, LLC

Office #1: 8777 E. Via De Ventura Suite 120, Scottsdale, AZ 85258

RIA

CRD#: 298110

Scottsdale, AZ

Past

June 6, 2017 - November 16, 2018

JUNCTURE WEALTH STRATEGIES, LLC

RIA

CRD#: 287908

SCOTTSDALE, AZ

Past

February 26, 2016 - August 17, 2017

JUNCTURE WEALTH STRATEGIES, LLC

RIA

CRD#: 155175

Scottsdale, AZ

Past

November 5, 2010 - November 17, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SCOTTSDALE, AZ

Past

July 11, 2001 - November 16, 2010

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SCOTTSDALE, AZ

Past

January 31, 2001 - July 11, 2001

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

January 17, 1997 - January 9, 2001

J. W. GARRETT AND COMPANY

CRD#: 7799

PHOENIX, AZ

Past

May 1, 1996 - December 17, 1996

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 20, 1995 - February 8, 1996

D.E. FREY & COMPANY, INC.

CRD#: 23595

DENVER, CO

Past

September 26, 1994 - September 26, 1995

LAWSON FINANCIAL CORPORATION

CRD#: 15261

PHOENIX, AZ

Past

September 9, 1992 - September 2, 1994

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Past

August 3, 1990 - August 31, 1992

J. W. GARRETT AND COMPANY

CRD#: 7799

PHOENIX, AZ

Past

October 25, 1989 - June 8, 1990

BOETTCHER & COMPANY, INC.

CRD#: 101

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JUNCTURE WEALTH STRATEGIES, LLC

CRD#: 298110 / SEC#: 801-113927

RIA

Registered Investment Advisory firm - (9/14/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

Current Firm

JUNCTURE WEALTH STRATEGIES, LLC

CRD#: 298110 / SEC#: 801-113927

RIA

Registered Investment Advisory firm - (9/14/2018 Approved)

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Contact information

Main Address

8777 E. Via De Ventura Suite 120, Scottsdale, AZ 85258

Mailing Address

Phone number

(480) 253-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JWS ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,049
AUM (Assets Under Management)	$ 409,617,995

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Wanda L. Stapley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wanda Lee Stapley's CRS (Customer Relationship Summary).

Certified licenses

Experience

JUNCTURE WEALTH STRATEGIES, LLC

JUNCTURE WEALTH STRATEGIES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES, LLC

J. W. GARRETT AND COMPANY

WELLS FARGO CLEARING SERVICES, LLC

D.E. FREY & COMPANY, INC.

LAWSON FINANCIAL CORPORATION

RAUSCHER PIERCE REFSNES, INC.

J. W. GARRETT AND COMPANY

BOETTCHER & COMPANY, INC.

Primary Firm SEC Registration

JUNCTURE WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/2016

Series 63

Date: 11/21/1989

SIE

Date: 11/17/2017

Series 7

Date: 10/21/1989

Current Firm

JUNCTURE WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JUNCTURE WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

Contact information

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