Eric Carlson
Professional summary
Eric Carlson is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Menlo Park, California and ROBINHOOD FINANCIAL, LLC located in Menlo Park, California.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1988. Eric has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Carlson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2019 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 85 Willow Road, Menlo Park, CA 94025October 10, 2019 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 85 Willow Road, Menlo Park, CA 94025December 15, 2000 - October 4, 2019
CHARLES SCHWAB & CO., INC.
December 21, 1999 - October 5, 2000
BERKELEY INTERNATIONAL SECURITIES CORPORATION
February 8, 1999 - December 6, 1999
WELLS FARGO BROKERAGE SERVICES, L.L.C.
September 7, 1994 - November 29, 1999
WELLS FARGO SECURITIES INC.
November 18, 1992 - May 2, 1994
CUNA BROKERAGE SERVICES, INC.
July 3, 1991 - March 10, 1992
IDS LIFE INSURANCE COMPANY
July 3, 1991 - March 10, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
October 4, 1988 - August 9, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 4, 1988 - August 9, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
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Company Information
ROBINHOOD FINANCIAL, LLC
CRD#: 165998Menlo Park, CA 94025TRUST BUT VERIFY
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