Hugh M. Menin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Martin Menin, who also goes by Marty Menin, was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1997. Hugh had worked at 7 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2012 - June 24, 2020
PACIFIC SELECT DISTRIBUTORS, LLC
May 31, 2007 - April 16, 2010
NEW ENGLAND SECURITIES
May 31, 2007 - August 27, 2012
MSI FINANCIAL SERVICES, INC.
January 4, 2006 - August 25, 2006
OSAIC WEALTH, INC.
June 28, 2005 - October 3, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 2004 - October 3, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 2001 - August 13, 2004
MMC SECURITIES LLC
January 14, 1997 - April 25, 2000
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/15/2022
General Securities Representative ExaminationSeries 6TO
Date: 12/15/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
