Timothy W. Wylie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Wayne Wylie, who also goes by Tim Wylie, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1988. Timothy had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 1989 - November 21, 1989
L.M. DREW & ASSOCIATES
September 13, 1989 - October 3, 1990
AMTEX FINANCIAL, INC.
March 7, 1989 - June 23, 1989
CAPITAL FIRST SECURITIES, INC.
November 9, 1988 - March 4, 1989
INVESTORS CENTER, INC.
August 24, 1988 - November 9, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
L.M. DREW & ASSOCIATES
CRD#: 16368 / SEC#: , 8-33827
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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