Michael A. Natale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Natale was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2015 - December 10, 2018
P.J. ROBB VARIABLE, LLC
January 4, 2013 - January 9, 2015
PRUCO SECURITIES, LLC.
February 16, 2010 - January 2, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
February 4, 2009 - February 2, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
June 27, 2007 - February 4, 2009
VP DISTRIBUTORS LLC
June 1, 2006 - June 28, 2007
FSC SECURITIES CORPORATION
September 3, 2004 - December 31, 2004
FSC SECURITIES CORPORATION
August 14, 2003 - June 28, 2007
FSC SECURITIES CORPORATION
August 2, 1999 - June 11, 2003
PRUCO SECURITIES, LLC.
July 28, 1999 - June 11, 2003
PRUCO SECURITIES, LLC.
May 25, 1995 - June 11, 1999
MML INVESTORS SERVICES, LLC
November 29, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 29, 1988 - May 11, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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