John M. Murphy

MURPHY POHLAD ASSET MANAGEMENT LLC

EDEN PRAIRIE, MN 55344

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CRD#: 1871913

Professional summary

John Michael Murphy is a registered financial advisor currently at MURPHY POHLAD ASSET MANAGEMENT LLC located in Eden Prairie, Minnesota.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2014 - Present

MURPHY POHLAD ASSET MANAGEMENT LLC

Office #1: 7480 Flying Cloud Drive Suite 120, Eden Prairie, MN 55344

RIA

CRD#: 109973

EDEN PRAIRIE, MN

Past

September 20, 1988 - December 31, 1990

CAPITAL MANAGEMENT SECURITIES, INC.

CRD#: 10579

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MURPHY POHLAD ASSET MANAGEMENT LLC

MURPHY ASSET MANAGEMENT LLC | MURPHY POHLAD ASSET MANAGEMENT LLC

CRD#: 109973 / SEC#: 801-57329

RIA

Registered Investment Advisory firm - (3/24/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/13/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/14/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

Current Firm

MURPHY POHLAD ASSET MANAGEMENT LLC

MURPHY ASSET MANAGEMENT LLC | MURPHY POHLAD ASSET MANAGEMENT LLC

CRD#: 109973 / SEC#: 801-57329

RIA

Registered Investment Advisory firm - (3/24/2000 Approved)

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Contact information

Main Address

7480 Flying Cloud Drive Suite 120, Eden Prairie, MN 55344

Mailing Address

Phone number

(952) 948-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	309
AUM (Assets Under Management)	$ 577,862,485

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John M. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

MURPHY POHLAD ASSET MANAGEMENT LLC

CAPITAL MANAGEMENT SECURITIES, INC.

Primary Firm SEC Registration

MURPHY POHLAD ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/1988

Series 7

Date: 9/17/1988

Current Firm

MURPHY POHLAD ASSET MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MURPHY POHLAD ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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