Thomas Andersen

EVOLUTION WEALTH MANAGEMENT

NAPLES, FL 34108

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CRD#: 1871788

Professional summary

Thomas Andersen III, who also goes by Thomas Andersen, Tom Andersen, Tommy Andersen, is a registered financial advisor currently at EVOLUTION WEALTH MANAGEMENT INC. located in Naples, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Thomas has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Andersen | Tom Andersen | Tommy Andersen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of the other business: Andersen Harison Insurance, LLC. Not investment-related. 15275 Collier Blvd #201-302, Naples, FL 34119. Insurance Sales. Position: President/Owner. Start date: 5/12/2021. Approximately 5 hours/month devoted to the other business, none during securities trading hours. Duties: Ownership, oversee employees. _______________________________________________________________________________________________________________________________________________________ 2) Name of the other business: A2 Financial and Insurance Services. Not investment-related. 15275 Collier Blvd #201-302, Naples, FL 34119. Insurance Sales. Position: 10% Owner/ Insurance Agent. Start date: 3/6/2025. Partial ownership only, limited involvement. No measurable time spent per month. All business duties are handled by Alicia Andersen.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Andersen III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2025 - Present

EVOLUTION WEALTH MANAGEMENT INC.

Office #1: 999 Vanderbilt Beach Rd, #219, Naples, FL 34108Office #2: 606 Bald Eagle Dr, Suite 602, Marco Island, FL 34145Office #3: 315 E Olympia Ave, Suite 248, Punta Gorda, FL 33950

RIA

CRD#: 307644

NAPLES, FL

Past

January 3, 2024 - September 5, 2025

BISON WEALTH, LLC

RIA

CRD#: 299805

NAPLES, FL

Past

June 18, 2021 - December 4, 2023

TRUADVICE LLC

RIA

CRD#: 292482

Naples, FL

Past

April 7, 2017 - June 15, 2021

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Naples, FL

Past

November 9, 2006 - July 18, 2008

WORLD GROUP SECURITIES, INC.

CRD#: 114473

CARLSBAD, CA

Past

July 20, 2005 - October 26, 2006

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

SIMI VALLEY, CA

Past

June 20, 2001 - May 7, 2004

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

June 20, 1996 - July 9, 2001

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

July 21, 1995 - January 15, 1996

LAZAR FREDERICK & COMPANY

CRD#: 15615

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVOLUTION WEALTH MANAGEMENT INC.

CRD#: 307644 / SEC#: 801-131761

RIA

Registered Investment Advisory firm - (1/13/2025 Approved)

Florida

Registered Investment Advisory firm - (2/6/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/23/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/20/1995

General Securities Representative Examination

Current Firm

EVOLUTION WEALTH MANAGEMENT INC.

CRD#: 307644 / SEC#: 801-131761

RIA

Registered Investment Advisory firm - (1/13/2025 Approved)

Florida

Registered Investment Advisory firm - (2/6/2025 Terminated)

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Contact information

Main Address

12487 Brantley Commons Court, Fort Myers, FL 33907

Mailing Address

Phone number

(239) 771-8696

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV WRAP FEE BROCHURE - 2025 (10/6/2025)

ADV PART 2A - 2025 (10/6/2025)

Regulatory assets under management

Total Number of Accounts	608
AUM (Assets Under Management)	$ 134,496,082

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas Andersen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Andersen III's CRS (Customer Relationship Summary).

Certified licenses

Experience

BISON WEALTH, LLC

TRUADVICE LLC

BROOKSTONE WEALTH ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

THE O.N. EQUITY SALES COMPANY

SENTRA SECURITIES CORPORATION

SECURITIES AMERICA, INC.

LAZAR FREDERICK & COMPANY

Primary Firm SEC Registration

EVOLUTION WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/2016

Series 63

Date: 5/23/1995

Series 7

Date: 7/20/1995

Current Firm

EVOLUTION WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVOLUTION WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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