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Thomas Andersen Iii

EVOLUTION WEALTH MANAGEMENT
NAPLES, FL
·CRD# 1871788·31 years experience

Professional Summary

Thomas Andersen III, who also goes by Thomas Andersen, Tom Andersen, Tommy Andersen, is a registered financial advisor currently at EVOLUTION WEALTH MANAGEMENT INC. located in Naples, Florida. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Thomas has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas Andersen, Tom Andersen, Tommy Andersen

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

EVOLUTION WEALTH MANAGEMENT INC.·CRD# 307644
RIA
1. 999 Vanderbilt Beach Rd, #219, Naples, FL 341082. 606 Bald Eagle Dr, Suite 602, Marco Island, FL 341453. 315 E Olympia Ave, Suite 248, Punta Gorda, FL 33950
September 26, 2025 - Present
BISON WEALTH, LLC·CRD# 299805
RIA
Naples, FL
January 3, 2024 - September 5, 2025
TRUADVICE LLC·CRD# 292482
RIA
Naples, FL
June 18, 2021 - December 4, 2023
BROOKSTONE WEALTH ADVISORS, LLC·CRD# 137658
RIA
Naples, FL
April 7, 2017 - June 15, 2021
WORLD GROUP SECURITIES, INC.·CRD# 114473
BD
Carlsbad, CA
November 9, 2006 - July 18, 2008
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
Simi Valley, CA
July 20, 2005 - October 26, 2006
SENTRA SECURITIES CORPORATION·CRD# 10249
BD
Phoenix, AZ
June 20, 2001 - May 7, 2004
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
June 20, 1996 - July 9, 2001
LAZAR FREDERICK & COMPANY·CRD# 15615
BD
Beverly Hills, CA
July 21, 1995 - January 15, 1996

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Current Firm

EW
EVOLUTION WEALTH MANAGEMENT INC.

ANDERSEN WEALTH, LLC | EVOLUTION WEALTH MANAGEMENT INC.

CRD#: 307644 / SEC#: 801-131761
RIA
Registered Investment Advisory firm - SEC (1/13/2025 Approved)
Florida
Registered Investment Advisory firm - Florida (2/6/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

12487 Brantley Commons Court, Fort Myers, FL 33907

Phone Number

(239) 771-8696

# of Employees

7

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV WRAP FEE BROCHURE - 2026 (3/11/2026)

Regulatory Assets Under Management

Total Number of Accounts

721

AUM (Assets Under Management)

$171,743,835

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of the other business: Andersen Harison Insurance, LLC. Not investment-related. 15275 Collier Blvd #201-302, Naples, FL 34119. Insurance Sales. Position: President/Owner. Start date: 5/12/2021. Approximately 5 hours/month devoted to the other business, none during securities trading hours. Duties: Ownership, oversee employees. _______________________________________________________________________________________________________________________________________________________ 2) Name of the other business: A2 Financial and Insurance Services. Not investment-related. 15275 Collier Blvd #201-302, Naples, FL 34119. Insurance Sales. Position: 10% Owner/ Insurance Agent. Start date: 3/6/2025. Partial ownership only, limited involvement. No measurable time spent per month. All business duties are handled by Alicia Andersen.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EVOLUTION WEALTH MANAGEMENT INC.

ANDERSEN WEALTH, LLC | EVOLUTION WEALTH MANAGEMENT INC.

CRD#: 307644 / SEC#: 801-131761
RIA
Registered Investment Advisory firm - SEC (1/13/2025 Approved)
Florida
Registered Investment Advisory firm - Florida (2/6/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(9/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1995About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Thomas Andersen III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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