Marybeth Mrowka

DRIVEWEALTH

New York, NY 10005

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CRD#: 1871572

Professional summary

Marybeth Mrowka, who also goes by Mary Beth Mrowka, Mary Beth Pardo, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York.

Marybeth is registered as a RR (Registered Representative) and started their career in finance in 1988. Marybeth has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mary Beth Mrowka | Mary Beth Pardo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marybeth Mrowka's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2021 - Present

DRIVEWEALTH, LLC

Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005

CRD#: 165429

New York, NY

Past

December 16, 2009 - March 1, 2020

BMO CAPITAL MARKETS CORP.

CRD#: 16686

NEW YORK, NY

Past

April 30, 2008 - December 21, 2009

PALOMA SECURITIES L.L.C.

CRD#: 24234

NEW YORK, NY

Past

December 7, 2000 - May 1, 2008

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

WHITE PLAINS, NY

Past

April 27, 1998 - December 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Past

August 31, 1988 - August 11, 1992

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(10/1/2021)

New York
(10/1/2021)

Exams

State Security Law Exam

Series 63

Date: 10/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/7/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DRIVEWEALTH, LLC

DRIVEWEALTH, LLC | MYSOLOMEO, LLC

CRD#: 165429 / SEC#: , 8-69161

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

28 Liberty Street 50th Floor, New York, NY 10005

Mailing Address

28 Liberty Street 50th Floor, New York, NY 10005

Phone number

(973) 559-6750

Established

New Jersey since 05/24/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DRIVEWEALTH HOLDINGS, INC.	SOLE MEMBER
BLANGIARDO, ALESSIO	FINANCIAL & OPERATIONS PRINCIPAL	5600541
ILARIO, ANTHONY	COO	2262100
LAMKE, JAMES DANIEL	CHIEF COMPLIANCE OFFICER	1418047
PALAPARTHI, VENU MADHAV	CHIEF EXECUTIVE OFFICER	2437777
POND, ERIC	ROSFP	6069469
QUINONES, VINCENT JOSEPH	HEAD OF EXECUTION SERVICES	4308610

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marybeth Mrowka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marybeth Mrowka's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMO CAPITAL MARKETS CORP.

PALOMA SECURITIES L.L.C.

SANFORD C. BERNSTEIN & CO., LLC

SANFORD C. BERNSTEIN & CO., INC.

SANFORD C. BERNSTEIN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/19/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/7/1999

FINRA

Current Firm

DRIVEWEALTH, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DRIVEWEALTH, LLC

TRUST BUT VERIFY

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