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Jeffry Michael Noon

CRD# 1871448·Registered 1988 - 2017
Previously Registered: Being a previously registered professional could mean that Jeffry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeffry Michael Noon, who also goes by Jeff Noon, was a registered financial advisor. Jeffry was a previously registered financial professional and started their career in finance 1988 - 2017. Jeffry had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeff Noon

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years registered in the securities industry

Current & Past Employments

Past

INVESTMENT NETWORK, INC.Past·CRD# 127724
BD
Canton, OH
January 5, 2005 - December 7, 2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.Past·CRD# 13609
BD
Cedar Rapids, IA
March 31, 2003 - December 17, 2004
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.Past·CRD# 2864
BD
Bryan, OH
July 21, 2000 - March 31, 2003
CHARTER ONE SECURITIES, INC.Past·CRD# 13373
BD
Cleveland, OH
March 15, 1999 - March 31, 2000
LOCUST STREET SECURITIES, INC.Past·CRD# 1703
BD
Des Moines, IA
October 25, 1994 - March 15, 1999
IDS LIFE INSURANCE COMPANYPast·CRD# 6321
BD
Minneapolis, MN
September 8, 1988 - March 3, 1994
AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
BD
Minneapolis, MN
September 8, 1988 - March 3, 1994

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Current Firm

IN
INVESTMENT NETWORK, INC.

INVESTMENT NETWORK, INC.

CRD#: 127724 / SEC#: 8-66036
Ohio
Registered Investment Advisory firm - SEC (4/17/2015 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

4639 Whipple Ave Nw, Canton, OH 44718

Mailing Address

4639 Whipple Ave Nw, Canton, OH 44718

Phone Number

(330) 564-0568

Established

Ohio since 04/24/2003

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

25

FINRA licenses (27 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ARNOLD, GARY LEESHAREHOLDER852859
ARNOLD, GARY LEECHIEF COMPLIANCE OFFICER852859
ARNOLD, GARY LEECFO/FINOPS852859

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1990About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1988About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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