Michael A. Burnette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Alan Burnette, who also goes by Mike Burnette, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2017 - December 31, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 15, 2017 - October 13, 2022
WMG FINANCIAL ADVISORS, LLC
February 2, 2004 - December 17, 2017
OSAIC FS, INC.
January 16, 2004 - December 17, 2017
OSAIC FS, INC.
May 12, 1992 - January 21, 2004
METROPOLITAN LIFE INSURANCE COMPANY
May 12, 1992 - January 21, 2004
MSI FINANCIAL SERVICES, INC.
December 22, 1988 - January 30, 1989
IDS LIFE INSURANCE COMPANY
December 22, 1988 - January 30, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
