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RJ

Robert A. Jones

US CAPITAL GLOBAL SECURITIES
San Francisco, CA 94111
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CRD#: 1871026
RJ

Professional summary


Robert Armand Jones, who also goes by Bobby A Jones, is a registered financial professional currently at US CAPITAL GLOBAL SECURITIES, LLC located in San Francisco, California.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 11 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bobby A Jones

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Armand Jones's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 7, 2023 - Present

US CAPITAL GLOBAL SECURITIES, LLC

Office #1: 1 Ferry Building Suite 201, San Francisco, CA 94111
BD
CRD#: 169544
San Francisco, CA
Past

April 6, 2009 - September 2, 2010

ADVANCED EQUITIES, INC.

BD
CRD#: 35545
SAN FRANCISCO, CA
Past

July 1, 2008 - April 2, 2009

FINANCIAL WEST GROUP

BD
CRD#: 16668
SAN FRANCISCO, CA
Past

April 22, 2004 - June 13, 2008

DILLON SCOTT SECURITIES, INC.

BD
CRD#: 118755
NEW YORK, NY
Past

May 31, 2002 - November 10, 2003

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

January 13, 2000 - May 30, 2002

KIRLIN SECURITIES INC.

BD
CRD#: 21210
SYOSSET, NY
Past

May 27, 1998 - March 16, 2000

CANTELLA & CO., INC.

BD
CRD#: 13905
MALDEN, MA
Past

September 25, 1997 - February 19, 1998

WALDRON & CO., INC.

BD
CRD#: 868
IRVINE, CA
Past

July 11, 1997 - August 30, 1997

SMITH CULVER INVESTMENTS

BD
CRD#: 24007
SAN FRANCISCO, CA
Past

October 10, 1994 - July 2, 1997

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

December 23, 1991 - October 17, 1994

FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.

BD
CRD#: 16116

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/24/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 11/6/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


UC
US CAPITAL GLOBAL SECURITIES, LLC
US CAPITAL GLOBAL SECURITIES, INC. | US CAPITAL GLOBAL SECURITIES, LLC

CRD#: 169544 / SEC#: , 8-69375

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
1 Ferry Building Suite 201, San Francisco, CA 94111
Mailing Address
1 Ferry Building Suite 201, San Francisco, CA 94111
Phone number
(415) 889-1010
Established
California since 11/04/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
US CAPITAL HOLDING CORPORATIONOWNER
SMITH, EDWARD MERRILLFINOP, COMPLIANCE3143679
TOWLE, CHARLES VISHWAMBHARAPARTNER6268043
VASHISTH, PANKAJCHIEF COMPLIANCE OFFICER & CEO5196844
VILLARREAL, FRANK AURELIOINVESTMENTS & COMPLIANCE2035036

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


US CAPITAL GLOBAL SECURITIES, LLC

CRD#: 169544San Francisco, CA 94111

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