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JM

Joseph L. Manzanares

Some features on this profile are disabled
CRD#: 1870913
JM

Professional summary

Joseph Louis Manzanares was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Joseph is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Joseph had worked at 5 firms, which includes JWGENESIS FINANCIAL GROUP INC, CHATFIELD DEAN & CO. INC., SCHNEIDER SECURITIES INC., POWER SECURITIES CORPORATION, BLINDER ROBINSON & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 4, 1999 - September 28, 1999

JWGENESIS FINANCIAL GROUP, INC

BD
CRD#: 38166
BOCA RATON, FL
Past

August 6, 1994 - January 4, 1999

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past

October 28, 1993 - August 11, 1994

SCHNEIDER SECURITIES, INC.

BD
CRD#: 16434
DENVER, CO
Past

February 24, 1989 - October 20, 1993

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past

January 31, 1989 - February 27, 1989

POWER SECURITIES CORPORATION

BD
CRD#: 15527
Past

September 20, 1988 - February 1, 1989

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/29/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/17/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/26/1989
General Securities Principal Examination

Current Firm

JF
JWGENESIS FINANCIAL GROUP, INC
DISCOUNT SECURITIES GROUP, INC. | JWGENESIS FINANCIAL GROUP, INC. | JWGENESIS FINANCIAL GROUP, INC | GSG SECURITIES, INC.

CRD#: 38166 / SEC#: , 8-48277

BD
Terminated by SEC on 03/18/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 04/25/1994
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
JWGENESIS FINANCIAL, INCHOLDING COMPANY
LEEDS, MARSHALL TODDPRESIDENT, CEO1014569
CAROTHERS, SCOTT WILLIAMCFO1899247
GLASER, GREGG STEVENEXEC VP, DIRECTOR, TREASURER1527784
LEVITT, ROBERT WILLIAMCCO, SROP, CROP2576873
MARKS, JOEL ELLIOTDIRECTOR1189929
SCARLETT, CHARLES EEXEC VP, SECRETARY2130231
WEINBERG, ARNOLD NATHANCOO461717

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JWGENESIS FINANCIAL GROUP, INC

CRD#: 38166

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