Nelson A. Baez
Professional summary
Nelson Angel Baez, who also goes by Nelson Angel Baetz, Nelson Angel Baez, is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Duxbury, Massachusetts.
Nelson is registered as a RR (Registered Representative) and started their career in finance in 1988. Nelson has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nelson Angel Baez's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2026 - Present
P.J. ROBB VARIABLE, LLC
July 11, 2019 - April 15, 2026
THE LEADERS GROUP, INC.
May 30, 2013 - July 11, 2019
UBS FINANCIAL SERVICES INC.
May 28, 2013 - July 11, 2019
UBS FINANCIAL SERVICES INC.
June 1, 2009 - February 7, 2013
MORGAN STANLEY
June 1, 2009 - February 7, 2013
MORGAN STANLEY
February 3, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 7, 2000 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
October 24, 1996 - January 28, 2000
METROPOLITAN LIFE INSURANCE COMPANY
October 24, 1996 - January 28, 2000
MSI FINANCIAL SERVICES, INC.
July 8, 1994 - July 31, 1996
NYLIFE SECURITIES LLC
September 8, 1988 - May 16, 1994
METROPOLITAN LIFE INSURANCE COMPANY
September 8, 1988 - May 16, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2026)
(4/16/2026)
(4/16/2026)
Exams
FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
Red Flags
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