Phyllis A. Woods
Professional summary
Phyllis A. Woods, who also goes by Phyllis Arena, Phyllis Arena Woods, Phyllis Woods, is a registered financial professional currently at FERRETTI GROUP, INC. located in Naples, Florida.
Phyllis is registered as a RR (Registered Representative) and started their career in finance in 1998. Phyllis has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 19, Series 55, Series 7, Series 25, Series 15, Series 4, Series 14, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Phyllis A. Woods's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2010 - Present
FERRETTI GROUP, INC.
August 25, 2005 - August 18, 2011
WORLD-XECUTION STRATEGIES
October 1, 2000 - June 14, 2010
FERRETTI GROUP, INC.
August 4, 1998 - August 20, 1999
SCHRODER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2023)
(3/21/2011)
(3/29/2011)
(10/12/2017)
(3/23/2011)
(8/23/2011)
(10/12/2010)
(3/29/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 19
Date: 6/21/2018
NYSE Floor Clerk - Equities ExaminationSeries 55
Date: 7/2/2005
Limited Representative-Equity Trader ExamSeries 25
Date: 10/21/1999
NYSE Trading Assistant ExaminationSeries 15
Date: 7/29/1988
Foreign Currency Options ExaminationFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
FERRETTI GROUP, INC.
CRD#: 47768 / SEC#: , 8-51895
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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