Lori Cates Sarian
Professional Summary
Lori Cates Sarian, who also goes by Mary Lori Cates, Lori C. Sarian, Lori Sarian, is a registered financial advisor currently at D-MERC SERVICES located in Lakewood, Colorado and BLEY INVESTMENT GROUP, INC. located in Fort Worth, Texas. Lori is registered as a RR (Registered Representative) and started their career in finance in 1992. Lori has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mary Lori Cates, Lori C. Sarian, Lori Sarian
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ASSET INCOME SECURITIES, INC. | BLEY INVESTMENTS GROUP, INC. | BLEY INVESTMENT GROUP, INC. | ASSURANCE INCOME SECURITIES, INC.
Contact Information
Main Address
6300 Ridglea Place Suite 519, Fort Worth, TX 76109-4911Mailing Address
6300 Ridglea Place Suite 508, Fort Worth, TX 76116Phone Number
(817) 732-2442Established
Texas since 05/14/1990Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/31/2025)
(1/2/2026)
(1/2/2026)
(1/2/2026)
(1/2/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lori Cates Sarian's CRS (Customer Relationship Summary).
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