Thomas N. Prudente

MONEY MANAGEMENT CONCEPTS

Melbourne, FL 32940

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CRD#: 1870380

Professional summary

Thomas Nmn Prudente, who also goes by Thomas Prudente, is a registered financial advisor currently at MONEY MANAGEMENT CONCEPTS INC. located in Melbourne, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Thomas has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Prudente

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Nmn Prudente's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2009 - Present

MONEY MANAGEMENT CONCEPTS INC.

Office #1: 6767 N. Wickham Road Suite 400pq, Melbourne, FL 32940

RIA

CRD#: 111485

Melbourne, FL

Past

June 6, 2006 - March 29, 2010

M HOLDINGS SECURITIES, INC.

CRD#: 43285

MELBOURNE, FL

Past

May 6, 2005 - June 24, 2005

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

March 23, 1993 - August 11, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

MELBOURNE, FL

Past

March 16, 1993 - August 11, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

September 18, 1992 - November 12, 1992

FLEET ENTERPRISES, INC.

CRD#: 17434

NEW YORK, NY

Past

July 6, 1989 - May 28, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

July 6, 1989 - May 28, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

October 19, 1988 - February 28, 1989

POWER SECURITIES CORPORATION

CRD#: 15527

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONEY MANAGEMENT CONCEPTS INC.

CRD#: 111485 / SEC#: 801-123107

RIA

Registered Investment Advisory firm - (1/24/2022 Approved)

Florida

Registered Investment Advisory firm - (8/2/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/12/2009)

IAR

Texas
(4/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/21/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 10/21/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

MONEY MANAGEMENT CONCEPTS INC.

CRD#: 111485 / SEC#: 801-123107

RIA

Registered Investment Advisory firm - (1/24/2022 Approved)

Florida

Registered Investment Advisory firm - (8/2/2022 Terminated)

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Contact information

Main Address

6767 N. Wickham Road Suite 400pq, Melbourne, FL 32940

Mailing Address

Phone number

(321) 258-1932

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MONEY MANAGEMENT CONCEPTS, INC. ADV BROCHURE (2/10/2025)

Regulatory assets under management

Total Number of Accounts	282
AUM (Assets Under Management)	$ 117,029,681

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Thomas N. Prudente

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Nmn Prudente's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FLEET ENTERPRISES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

POWER SECURITIES CORPORATION

Primary Firm SEC Registration

MONEY MANAGEMENT CONCEPTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2009

Series 63

Date: 10/21/1988

Series 7

Date: 10/15/1988

Series 8

Date: 10/21/1994

Current Firm

MONEY MANAGEMENT CONCEPTS INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONEY MANAGEMENT CONCEPTS INC.

TRUST BUT VERIFY

Contact information

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