Patricia A. Druckman
Professional summary
Patricia Ann Druckman, who also goes by Patricia Ann Smith, is a registered financial advisor currently at ENVISION CAPITAL MANAGEMENT LTD located in Scottsdale, Arizona.
Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Patricia has worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Ann Druckman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2006 - Present
ENVISION CAPITAL MANAGEMENT LTD
Office #1: 10245 E. Via Linda Blvd. Suite 110, Scottsdale, AZ 85258-5316April 13, 2006 - December 31, 2008
ENVISION CAPITAL MANAGEMENT LTD
March 3, 2003 - November 1, 2005
WOODBURY FINANCIAL SERVICES, INC.
March 21, 2002 - December 31, 2002
WS GRIFFITH SECURITIES, INC.
September 25, 1992 - December 10, 2001
NATIONAL PLANNING CORPORATION
July 7, 1989 - January 7, 1992
LEGEND CAPITAL CORPORATION
May 16, 1989 - June 27, 1989
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/13/2006)
Exams
Current Firm
ENVISION CAPITAL MANAGEMENT LTD
CRD#: 110266 / SEC#: 801-55355
Contact information
Regulatory assets under management
| Total Number of Accounts | 49 |
| AUM (Assets Under Management) | $ 40,456,426 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
